Page last updated: 08 November 2024

Expired exemptions

FMA archives all exemptions after they expire as a helpful reference to those who may apply for an exemption in the future.

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Found 506 results. Displaying page 7 of 34

30 August 2018

Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2018

The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Nikko Asset Management New Zealand Limited (Nikko Asset Management) to that list of entities.
28 August 2018

Financial Markets Conduct (FNZ Group) Exemption Notice 2018

Financial Markets Conduct (FNZ Group) Exemption Notice 2018 comes into force on 28 August and is revoked on the close of 30 November 2020. Read more.
28 August 2018

Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice

Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice exempts the board of Christchurch City Holdings Limited (CCHL) from requiring that its subsidiary Orian has the same balance date. Read more.
23 August 2018

Financial Markets Conduct (Fliway Group Limited) Exemption Notice 2018

Financial Markets Conduct (Fliway Group Limited) Exemption Notice 2018 exempts Fliway from sections 461D and 461H(1) of the FMC Act to an extent. Read more.
15 August 2018

Financial Markets Conduct (Heartland Group) Exemption Notice 2018

Financial Markets Conduct (Heartland Group) Exemption Notice 2018 - expired
20 July 2018

Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2018

Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2018 exempts Kuaotunu Camp Ground (2008) Limited from Part 7 of the Act with respect to a particular accounting period if some conditions are met. Read more.
16 July 2018

Financial Markets Conduct (Market Index) Exemption Notice 2018

Financial Markets Conduct (Market Index) Exemption Notice 2018
28 May 2018

Financial Markets Conduct (SuperLife Workplace Savings Scheme) Exemption Notice 2018

This notice is the Financial Markets Conduct (SuperLife Workplace Savings Scheme) Exemption Notice 2018.
1 May 2018

Financial Markets Conduct (Capital Mortgage Income Trust Group Investment Fund) Exemption Notice 2018

Financial Markets Conduct (Capital Mortgage Income Trust Group Investment Fund) Exemption Notice 2018
9 April 2018

Financial Markets Conduct (Mercer Super Trust) Exemption Notice 2018

Financial Markets Conduct (Mercer Super Trust) Exemption Notice 2018
6 April 2018

Financial Markets Conduct (Incidental Offers) Exemption Amendment Notice 2018

Financial Markets Conduct (Incidental Offers) Exemption Amendment Notice 2018, which comes into force on the day after the date of its notification in the Gazette, amends the Financial Markets Conduct (Incidental Offers) Exemption Notice 2016 (the 2016 notice).Expired.
1 April 2018

Financial Markets Conduct (Moorhouse Central Proportionate Ownership Scheme) Exemption Notice 2018

Financial Markets Conduct (Moorhouse Central Proportionate Ownership Scheme) Exemption Notice 2018
12 March 2018

Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2018

Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2018 exempts Arria NLG Limited (Arria), a company registered in New Zealand, from Part 3 of the Financial Markets Conduct Act 2013 (Act) in relation to a UK scheme of arrangement. Read more.
24 February 2018

Financial Markets Conduct (Overseas Custodians— Assurance Engagement) Exemption Notice 2018

Financial Markets Conduct (Overseas Custodians— Assurance Engagement) Exemption Notice 2018
24 February 2018

Financial Advisers (Australian Qualified Advisers) Exemption Notice 2018

A person who meets the training requirements specified in column A of the Schedule is exempted from Code Standard 15 and 16 subject to some conditions. Read more.