Expired exemptions

Found 506 results. Displaying page 6 of 34

1. 17 December 2018

   Financial Markets Conduct (Same Class Offers ASX/NZX-Quoted Financial Products) Exemption Notice 2018

   Financial Markets Conduct (Same Class Offers ASX/NZX-Quoted Financial Products) Exemption Notice 2018 exempts issuers from the disclosure and governance requirements in Parts 3 and 4 of the Financial Markets Conduct Act 2013 (the Act) in relation to offers of the same class as financial products that are quoted on ASX where the issuer has a secondary listing on a licensed market operated by NZX Limited. Expired.
2. 12 December 2018

   Financial Markets Conduct (Todd Family Office Limited Financial Reporting) Exemption Notice 2018

   Exemption Notice: Financial Markets Conduct (Todd Family Office Limited Financial Reporting) Exemption Notice 2018. Expire date: 2023-12-11
3. 1 December 2018

   Financial Advisers (GT Nominees Limited) Exemption Notice 2016

   Financial Advisers (GT Nominees Limited) Exemption Notice 2016 expired
4. 30 November 2018

   Financial Markets Conduct (AMP New Zealand Personal Superannuation Fund) Exemption Notice 2018

   Financial Markets Conduct (AMP New Zealand Personal Superannuation Fund) Exemption Notice 2018 comes into force on 29 November 2018 and is revoked on the close of 30 June 2019. Read more.
5. 25 November 2018

   Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2018

   Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2018 exempts Saturn Invest New Zealand Limited (Saturn) as manager of the Portfolio Superannuation Scheme (the self-select scheme) from some provisions of FMC Act. Read more.
6. 25 November 2018

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2018

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2018 exempts i-Select Limited (i-Select) as manager of the i-Select Superannuation Scheme (the self-select scheme) from some provisions of FMC Act. Read more.
7. 14 November 2018

   Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice (No 2) 2018

   Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice (No 2) 2018 notice amends the principal notice to add Cigna Life Insurance New Zealand Limited (Cigna Life Insurance) to that list of entities. Read more.
8. 13 November 2018

   Securities Act (EROAD Limited)

   Securities Act (EROAD Limited)
9. 13 November 2018

   Financial Markets Conduct (Crédit Agricole S.A.) Exemption Notice 2016

   Financial Markets Conduct (Crédit Agricole S.A.) Exemption Notice 2016
10. 13 November 2018

    Financial Markets Conduct (KiwiSaver Annual Statement Fees) Exemption Notice 2017

    Financial Markets Conduct (KiwiSaver Annual Statement Fees) Exemption Notice 2017
11. 12 November 2018

    Financial Markets Conduct (Invion Limited) Exemption Notice 2018

    Financial Markets Conduct (Invion Limited) Exemption Notice 2018 - expired on 2019-11-11
12. 2 November 2018

    Financial Markets Conduct (TIL Logistics Group Limited) Exemption Notice 2018

    Financial Markets Conduct (TIL Logistics Group Limited) Exemption Notice 2018 - expired
13. 31 October 2018

    Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

    EXPIRED Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018 revokes the Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2016 (Existing Notice) and replaces it with a new notice. Read more.
14. 10 October 2018

    Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018

    Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018 exempts Craigs Investment Partners Superannuation Management Limited (CIPSML)from some provisions of FMC Regulations. Read more.
15. 30 August 2018

    Financial Markets Conduct (New Zealand Retirement Trust) Exemption Notice 2018

    Financial Markets Conduct (New Zealand Retirement Trust) Exemption Notice 2018 exempts AMP Wealth Management New Zealand Limited (specified manager) as manager of the New Zealand Retirement Trust (specified scheme) from the requirement to restrict membership of the workplace savings section, conditions apply. Read more.