Expired exemptions

Found 506 results. Displaying page 2 of 34

1. 23 June 2022

   Financial Markets Conduct (ANZ Bank New Zealand Limited-Offer of PPS) Exemption Notice 2022

   Financial Markets Conduct (ANZ Bank New Zealand Limited-Offer of PPS) Exemption Notice 2022
2. 30 May 2022

   Financial Markets Conduct (Haleon plc) Exemption Notice 2022

   The Financial Markets Conduct (Haleon plc) Exemption Notice 2022 exempts GlaxoSmithKline plc (GSK) and Haleon plc (Haleon) from the obligations in Part 3 (Disclosure of offers of financial products) of the Financial Markets Conduct Act 2013.
3. 18 November 2021

   Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016

   Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016 - expired
4. 3 November 2021

   Financial Markets Conduct (Small Co-operatives) Exemption Notice 2021

   Financial Markets Conduct (Small Co-operatives) Exemption Notice 2021
5. 27 October 2021

   Financial Markets Conduct (Disclosure Using Overseas GAAP) Exemption Notice 2021

   Financial Markets Conduct (Disclosure Using Overseas GAAP) Exemption Notice 2021
6. 8 October 2021

   Financial Markets Conduct (Kiwibank Limited-Offer of PPS) Exemption Notice 2021

   Financial Markets Conduct (Kiwibank Limited-Offer of PPS) Exemption Notice 2021
7. 7 September 2021

   Financial Markets Conduct (Firefly Resources Limited) Exemption Notice 2021

   Financial Markets Conduct (Firefly Resources Limited) Exemption Notice 2021
8. 25 May 2021

   Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021

   Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021
9. 29 April 2021

   Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2021

   Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2021
10. 30 March 2021

    Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2020

    The Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2020 provides relief to accredited NZX derivatives participants that are domiciled in the US and registered as futures commodity merchants (FCMs) with the Commodity Futures Trading Commission - expired.
11. 26 March 2021

    Financial Markets Conduct (AIA International Limited) Exemption Notice 2021

    Financial Markets Conduct (AIA International Limited) Exemption Notice 2021
12. 24 March 2021

    Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2021

    Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2021
13. 23 March 2021

    Financial Markets Conduct (Trustees Executors Limited) Exemption Notice 2021

    Financial Markets Conduct (Trustees Executors Limited) Exemption Notice 2021
14. 1 March 2021

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2021

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2021
15. 26 February 2021

    Financial Advisers (Personalised Digital Advice) Exemption Notice 2018

    The exemptions are granted to permit entities listed in schedule 1 of the notice to provide personalised services to retail clients when those services are provided through a digital advice facility. Read more.