Expired exemptions

Found 506 results. Displaying page 1 of 34

1. 31 October 2023

   Financial Markets Conduct (Product Disclosure Statements in Te Reo Maori and English) Exemption Notice 2018

   Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2018. Expired.
2. 13 June 2023

   Financial Markets Conduct (Fonterra Co-operative Group Limited – Share Subdivision) Exemption Notice 2023

   The Notice exempts Fonterra Co-operative Group Limited (Fonterra) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act), in relation to a capital return and contemporaneous share subdivision, pursuant to a court-approved scheme of arrangement.
3. 4 May 2023

   Financial Markets Conduct (Sharesies KiwiSaver Scheme) Exemption Notice 2023

   The Notice exempts Sharesies Investment Management Limited (Sharesies) as manager of the Sharesies KiwiSaver Scheme (Scheme), and the self-select fund in the Scheme (self-select fund) from certain provisions of the Financial Markets Conduct Act 2013 (the FMC Act) and the Financial Markets Conduct Regulations 2014 (the FMC Regulations), and the Financial Markets Conduct (Fees) Regulations 2014.
4. 14 February 2023

   Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022

   Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022
5. 26 October 2022

   Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

   Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022
6. 31 August 2022

   Financial Markets Conduct (Recognised Exchanges) Exemption Amendment Notice 2020

   The Financial Markets Conduct (Recognised Exchanges) Exemption Amendment Notice 2020 amends the Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016.- expired
7. 31 August 2022

   Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers)

   Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers) expired exemption notice
8. 31 August 2022

   Financial Reporting Act (World Bank)

   Financial Reporting Act (World Bank) expired exemption notice
9. 31 August 2022

   Financial Reporting Act (Schneider Electric S.A.)

   Financial Reporting Act (Schneider Electric S.A.) expired exemption notice
10. 31 August 2022

    Financial Reporting Act (Kiwi Capital Management Limited)

    Financial Reporting Act (Kiwi Capital Management Limited) expired exemption notice
11. 31 August 2022

    Financial Reporting Act (American International Assurance Company (Bermuda) Limited)

    Financial Reporting Act (American International Assurance Company (Bermuda) Limited) expired exemption notice
12. 31 August 2022

    Securities Act (Works Superannuation Scheme)

    Securities Act (Works Superannuation Scheme) expired exemption notice
13. 31 August 2022

    Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers))

    Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers)) exempton notice
14. 31 August 2022

    Securities Act (Amalgamations)

    Securities Act (Amalgamations) - expired exemption notice
15. 24 June 2022

    Financial Markets Conduct (Bonus Bonds) Exemption Notice 2022

    The Exemption gives relief to the manager from having to directly contact those scheme participants for whom the manager has not received completed payment instructions