Consultation paper: Regulatory returns for prescribed intermediary services

• First published 10 October 2016

We are seeking feedback from licensed crowdfunding and peer-to-peer lending service providers on the information they will have to supply in their annual regulatory returns.

This consultation outlines the information we plan to ask for. An annual regulatory return is a standard licence requirement for all licensees. These returns are mandatory and help us make sure licensees continue to perform their market services effectively post-licensing.

Submissions closed on 28 October 2016.

If you have questions, please email us at [email protected]. Please title your email: ‘Consultation paper: Regulatory returns for prescribed intermediary services: [your organisations name]'