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03 November 2014

Consultation Paper: Issuers’ Registers of Regulated Products and FMA’s Discretion under Section 224

First published 3 November 2014

Final date for submissions

CLOSED
Consultation paper Issuers’ Registers of Regulated Products and FMA’s Discretion under Section 224 
Submission form Included as a part of the consulation paper
Resulting document Issuers registers of regulated products and the FMAs discretion under section 224 information sheet

This paper gives an overview of the requirements relating to issuers’ registers of regulated products under Subpart 4 of Part 4 of the Financial Markets Conduct Act 2013 (FMC Act).

It also sets out our thinking on how we will exercise our discretion to authorise an issuer to decline a request for a copy of a register under section 224 of the FMC Act.