We are New Zealand’s Financial Conduct Regulator

The Financial Markets Authority – Te Mana Tātai Hokohoko

We're responsible for promoting and facilitating fair, efficient, and transparent financial markets in New Zealand

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The Financial Markets Authority (FMA) is New Zealand's principal conduct regulator for financial markets. As an independent Crown entity, we work to ensure financial markets are fair, efficient, and transparent - supporting a strong economy and the financial wellbeing of all New Zealanders.

We licence and supervise financial services providers, enforce standards, and provide guidance to help firms comply with the law. We also offer resources to help consumers make informed financial decisions.

Our approach is outcomes-focused, transparent, and risk-based. We collaborate across the system to improve financial outcomes and act where we can make the greatest impact.

 

Learn more about what we do

RECOMMENDED READING

Financial Conduct Report

The Financial Conduct Report sets out the FMA's regulatory priorities for the next 12 months to support our statutory objective of fair, efficient and transparent financial markets, and demonstrates our outcomes-focused approach in practice.  

We encourage boards, executives and leaders to use the Financial Conduct Report to understand FMA’s regulatory priorities for the coming year and consider any insights for their business to secure better outcomes for consumers and markets. 

View the Financial Conduct Report

Latest news

Former NZ financial adviser pleads guilty to breaching stop order, will be sentenced
David McEwen pleads guilty to breaching FMA stop order on misleading financial offers sentencing set for January 14 2026
FMA publishes annual audit quality monitoring report 
FMA's 2024/25 audit report highlights audit firm performance, PES 3 compliance, climate assurance, and investor confidence.
Tangible differences evident in FMA annual report and Ease of Doing Business survey
FMA's 2025 Annual Report and Ease of Doing Business Survey show improved engagement, enforcement, and regulatory clarity across financial markets.
FMA files market manipulation case for trading of STU shares
FMA files civil case against Franco Belgiorno-Nettis for alleged market manipulation of STU shares on NZX via ASB trading account.

Upcoming events and announcements

17 Nov 2025 Mon 10:00am

FMA/Commerce Commission Credit roadshow (Christchurch)

Understand what the transfer of regulatory responsibility for the CCCFA from the Commerce Commission to the FMA means for lenders.

18 Nov 2025

FMA/Commerce Commission Credit roadshow (Webinar)

25 Nov 2025

FMA Market Integrity Industry Roundtables