Search results

Found 86 results. Displaying page 6 of 6

1. 15 November 2023

   Fair outcomes consultation feedback form

   Feedback form for Consultation: Fair Outcomes for Consumers and Markets. Submissions close on 1 March 2024

2. 29 November 2024

   Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 7 of 2024

   This notice is the Financial Markets Conduct (NZX Participant Rules) Approval of Rule Change Notice 7/2024.

3. 29 April 2024

   BNZ Investment Services Limited Notice under section 68 of the FMC Act 2013

   BNZ Investment Services Limited Notice under section 68 of the FMC Act 2013. Published in April 2024

4. 18 October 2024

   Financial Markets Conduct (NZX Participant Rules) Approval of Rule Change Notice 4/2024

   Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 4

5. 22 August 2024

   Exemtion Notice 2024 - Financial Markets Conduct Climate related Discosures Works Finance NZ Limited

   The Financial Markets Conduct (Climate-related Disclosures – Works Finance (NZ) Limited) Exemption Notice 2024 (Notice) exempts Works Finance (NZ) Limited (Works Finance) from its climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013 (Act).

6. 26 July 2024

   Exemption Notice 2024 - Financial Markets Conduct Climate related Disclosures GMT Bond Issuer Limited

   The Financial Markets Conduct (Climate-related Disclosures – GMT Bond Issuer Limited) Exemption Notice 2024 (Notice) exempts GMT Bond Issuer Limited (GMT Bond Issuer) from preparing and lodging climate statements that are otherwise required under section 461Z of the Financial Markets Conduct Act 2013 (Act)

7. 29 November 2024

   Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 8 of 2024

   This notice is the Financial Markets Conduct (NZX Derivatives Market Rules) Approval of Rule Change Notice 8/2024.

8. 18 October 2024

   Financial Markets Conduct (NZX NZ Markets Disciplinary Tribunal Rules) Approval of Rule Change Notice 6/2024

   Financial Markets Conduct NZX NZ Markets Disciplinary Tribunal Rules Approval of Rule Change Notice 6

9. 22 May 2024

   Consultation paper Exemption renewal director interests and NZCDC settlement system

   Have your say on the renewal of exemptions for disclosures of relevant interests by directors and senior managers, and in relation to NZCDC Settlement System activities. Submissions close 21 June 2024.

10. 29 April 2024

    AML/CFT Customer Due Diligence – Sole traders and partnerships

    This guidance assists reporting entities to conduct customer due diligence (CDD) under the AML/CFT Act 2009 on their customers who are sole traders, partnerships, or limited partnerships. Published April 2024.

11. 8 April 2024

    Standard Conditions for DIMS

    DIMS standard conditions, updated April 2024 explains the systems and procedures to maintain relevant records pertaining to your market service and the records you must provide to the FMA to enable us to monitor your on- going capability to effectively perform the DIMS in accordance with the applicable eligibility criteria in the Act.