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Found 107 results. Displaying page 4 of 8

1. 7 September 2018

   NZX Participant Rule Change Notice - Off Market Trading 2018

   This notice allows for NZX to replace the NZX Participant Rules dated 1 Dec 2017 and the NZX Participant Procedures dated 1 Dec 2017

2. 23 May 2018

   Consultation Same Class Offers ASX NZX Exemption Notice 2018

   This consultation paper is for those who issue and offer listed financial products, investors, legal advisers, and other interested parties. It seeks feedback on a proposed exemption for same class offers of ASX/NZX-quoted financial products.

3. 14 May 2018

   Exemption notice - Financial Advisers Personalised Digital Advice Notice 2018

   Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2018.

4. 12 March 2018

   FMA’s media release on 12 March 2018 - OIA response

   OIA response to FMA’s media release on 12 March 2018 regarding the five businesses being warned for Anti-Money Laundering/Countering Financing of Terrorism (AML/CFT) failures. Response dated 5 April 2018.

5. 31 January 2018

   Exemption Notice - The Bank of New York Mellon 2018

   Financial Markets Conduct Exemption Notice 2018 - The Bank of New York Mellon.

6. 30 July 2018

   Expense disclosure CE Gifts and Benefits January to June 2018

   CE gifts and hospitality disclosure for the period 1 January 2018 - 30 June 2018

7. 26 November 2018

   Exemption Notice - Financial Markets Conduct i Select Superannuation Scheme 2018

   Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2018

8. 8 October 2018

   Craigs Investment Partners Self Select Schemes Levy Waiver - October 2018

   On 8 October 2018 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).

9. 11 June 2018

   Publishing default information for peer to peer lending services 2018

   This guide contains information to help peer-to-peer licensees understand and meet the minimum licensing standard to publish default rate information. It sets out what ‘default’ means, when licensees must comply with the standard and guidelines on how to publish fair, clear and transparent information.

10. 19 December 2018

    NZX NZ Market Disciplinary Tribunal Rules Approval of Rule Changes 2018

    NZX NZ Market Disciplinary Tribunal Rules Approval of Rule Changes 2018

11. 26 October 2018

    Financial Markets Conduct (NZX Listing Rules) - Approval of Rules Notice 2018

    This notice approved the NZX Listing Rules that were provided to the FMA by NZX for approval on 24 Aug 2018, with amendments on 25 Oct 2018 (The New Listing Rules).

12. 21 December 2018

    Exemption Notice - Financial Markets Conduct Invion Limited

    Financial Markets Conduct (Invion Limited) Exemption Notice 2018

13. 8 November 2018

    Exemption notice - Financial Markets Conduct Invion Limited

    Financial Markets Conduct (Invion Limited) Exemption Notice 2018

14. 15 August 2018

    Exemption notice - Financial Markets Conduct Heartland Group

    Financial Markets Conduct (Heartland Group) Exemption Notice 2018

15. 9 February 2018

    Exemption notice - Australian Qualified Financial Advisers

    Financial Advisers (Australian Qualified Advisers) Exemption Notice 2018.