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Regulation updates

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  1. 12 December 2016

    FMA legislative notices supporting the FMC Act regime up to 9 December 2016

    Monday 12 December 2016 Read our latest update - Legislative notices supporting operation under the FMC Act regime. 30 November 2016 marked the end of the transitional period the industry was required to move to operating under the FMC Act 2013 regime.  Since 1 December 2016, businesses could no longer operate under the Securities Act or Securities Markets Act.  While a small number of businesses may have financial statements still to be filed under...

    https://fma.govt.nz/news/regulation-updates/regulation-update-december-9/

  2. 3 October 2016

    FMA legislative notices supporting the FMC Act regime up to 30 September 2016

    Monday 3 October 2016 Read our latest Regulatory update on our legislative notices work to support businesses implementing the FMC Act. This update summarises our work on legislative notices (including exemptions, designations, public accountability notices, frameworks, and methodologies) up to the end of September 2016 to give a picture of our progress and plans to implement notices to support the FMC Act regime.  It provides a summary of: legislativ...

    https://fma.govt.nz/news/regulation-updates/regulation-update-september-2016/

  3. 13 June 2016

    FMA approves class exemptions that recognise existing regulation of overseas issuers

    We have approved a series of class exemptions for overseas issuers which allow issuers making offers to New Zealand investors to rely on the disclosure, governance, financial reporting and audit requirements of their overseas jurisdiction where their regulatory standards are equivalent to New Zealand’s.

    https://fma.govt.nz/news/regulation-updates/fma-approves-class-exemptions-that-recognise-existing-regulation-of-overseas-issuers/