1. Compliance
  2. Equity or debt issuers
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Offer information 

The FMC Act has requirements for financial product offer information. This section outlines those requirements, and provides information about when they don’t apply.

Calendar

See upcoming events and key dates.

Financial reporting

Under the FMC Act 2013 there are financial reporting obligations for FMC reporting entities.

Governance

Part 4 of the FMC Act resets the accountability framework for managed investment schemes and debt securities.

Exemptions

Find out more about exemptions for issuers, current notices and how to apply for one.

Fair dealing

Read how the FMC Act provides for fair dealing in relation to financial products and services and sets out minimum compliance standards of behaviour for people operating in the financial markets.

AML/CFT and you

The Anti-Money Laundering and Countering Financing of Terrorism Act (AML/CFT Act) 2009 and its Regulations place obligations on New Zealand’s financial institutions to detect and deter money laundering and terrorism financing. Find out how it affects you.