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    1 January 2015

    AFA adviser business statement guide

    150101 AFA Adviser business statement guide The main changes from the previous version of the guide have been to reflect recent changes to the Code and the addition of information regarding the eligibility criteria for AFAs providing Personalised DIMS under the Financial Advisers Act.  Advisers providing Personalised DIMS will need to ensure that their ABS contains all of the required information with respect to Personalised DIMS.  All other advisers should be mindful of the change...

    https://fma.govt.nz/compliance/guidance-library/financial-advice/afa-adviser-business-statement-guide/