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    8 March 2017

    KiwiSaver sales and advice

    170309 Guidance note KiwiSaver sales and advice This guidance note outlines our view on what advisers or providers of KiwiSaver should talk to investors about, types of advice and the use of customer incentives. Related documents Related documents 121001 KiwiSaver sale and distribution guidance note Previous Versions...

    19 August 2015

    AFA authorisation guide

    150101 AFA authorisation guide Related documents 110301 Good Character and Criminal Convictions: FAA 2008 guidance note

    1 January 2015

    AFA adviser business statement guide

    150101 AFA Adviser business statement guide The main changes from the previous version of the guide have been to reflect recent changes to the Code and the addition of information regarding the eligibility criteria for AFAs providing Personalised DIMS under the Financial Advisers Act.  Advisers providing Personalised DIMS will need to ensure that their ABS contains all of the required information with respect to Personalised DIMS.  All other advisers should be mindful of the change...