1. Compliance
  2. Guidance library

Guidance library

This guidance library contains the FMA’s guidance notes, information sheets, guides and other reference material. 

Clear all

Found 135 results. Displaying page 7 of 7

    • Supervisors

    21 September 2011

    Securities trustees and statutory supervisors

    This guidance note is for persons wishing to apply to FMA for licences under the Act. It explains the key steps involved in licensing and the licensing timetable. It also specifies the licensing criteria and describes the information FMA requires to determine whether an applicant is capable of effectively performing the functions of a trustee or statutory supervisor for the security or retirement village covered by the licence for which it is applying.
    Guidance note Supervisor licencing

    https://fma.govt.nz/compliance/guidance-library/securities-trustees-and-statutory-supervisors/