1. Compliance
  2. Exemptions
  3. Current exemption notices
  4. Financial Advisers Act exemptions
  5. Financial Advisers (NZX Brokers – Client Money and Client Property)

Financial Advisers (NZX Brokers – Client Money and Client Property)

Name of noticeFinancial Advisers (NZX Brokers – Client Money and Client Property) Exemption Notice 2015
Gazette Notification Date2015-11-26
Date In Force2015-12-01
SR Number2015/298
ActFinancial Markets Conduct Act 2013
TypeExemption Notice
Expiry Date2020-11-30
Back to Financial Advisers Act exemptions