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  2. Consultation
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  4. Consultation paper: Regulatory returns for prescribed intermediary services

Consultation paper: Regulatory returns for prescribed intermediary services

 
  • First published 10 October 2016

 

Final date for submissions

 

5pm Friday 28 October 2016

(this consultation has concluded)

 

Consultation document

Regulatory returns for prescribed intermediary services

Submission form

Feedback form

E-mail for submission consultation@fma.govt.nz (please use the title of the consultation paper for the subject line)
Resulting documents

Response to submissions on regulatory returns for prescribed intermediary services

We are seeking feedback from licensed crowdfunding and peer-to-peer lending service providers on the information they will have to supply in their annual regulatory returns.

This consultation outlines the information we plan to ask for. An annual regulatory return is a standard licence requirement for all licensees. These returns are mandatory and help us make sure licensees continue to perform their market services effectively post-licensing.

Submissions closed on 28 October 2016.

If you have questions, please email us at consultation@fma.govt.nz. Please title your email: ‘Consultation paper: Regulatory returns for prescribed intermediary services: [your organisations name]'

We value your feedback.

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