First published 3 November 2014
Final date for submissions
21 November 2014
|Consultation paper||Issuers’ Registers of Regulated Products and FMA’s Discretion under Section 224|
|Submission form||Included as a part of the consulation paper|
|E-mail for firstname.lastname@example.org (please use the title of the consultation paper for the subject line)|
Response to submissions
|Resulting document||Issuers registers of regulated products and the FMAs discretion under section 224 information sheet|
This paper gives an overview of the requirements relating to issuers’ registers of regulated products under Subpart 4 of Part 4 of the Financial Markets Conduct Act 2013 (FMC Act).
It also sets out our thinking on how we will exercise our discretion to authorise an issuer to decline a request for a copy of a register under section 224 of the FMC Act.