First published 8 August 2018
Final date for submissions |
5pm Friday 31 August 2018 (this consultation has concluded) |
Consultation document |
Consultation paper: Proposed exemption for restricted schemes from custodian assurance requirements |
Submission form | |
E-mail for submission | consultation@fma.govt.nz (please use the title of the consultation paper for the subject line) |
We are considering if we should grant a class exemption for custodians of restricted MIS schemes so they will no longer have obtain an assurance engagement with a qualified auditor on the design and operational effectiveness of the custodian’s processes, procedures and controls.
It is proposed that it will be a condition of the exemption that the scheme’s administration manager obtain an assurance engagement.
We seek your feedback on our proposals.
Please send your feedback to consultation@fma.govt.nz (please use the title of the consultation paper for the subject line).
Submissions close 5pm, Friday 31 August 2018.
Let us know what you think
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