1. Compliance
  2. AML/CFT
  3. Annual AML/CFT reports

Annual AML/CFT reports

 

All reporting entities are required to prepare an annual report on their risk assessment and AML/CFT programme. Reports for the period of 1 July 2016 – 30 June 2017 must have been submitted to FMA by 31 August 2017. 

The filing period opens on Monday 3 July and closes on Thursday 31 August 2017.

Information from these reports will provide us with important information on the people and organisations we supervise, and help us:

  • understand the risk of money laundering and financing of terrorism activities in each reporting entity
  • ensure that information we have on our reporting entities is accurate and up-to-date
  • determine the best use of our AML/CFT resources.

To complete the annual AML/CFT report you will need:

  • FSP number
  • a RealMe login and password 
  • your most recent financial year-end data.

We also recommend that you:

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Related documents

Related documents

  • AML/CFT 2016 Annual Monitoring Report
    This report summarises our monitoring activities to help firms and individuals better understand our expectations and how they can improve their systems and processes, to comply with the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the Act).
    This report covers the period from 1 July 2015 to 30 June 2016. It was our third year of monitoring compliance with the Act.