Research papers

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  1. 18 December 2012

    AFA Survey 2012

    In September 2012, the Financial Markets Authority issued an online survey to all Authorised Financial Advisers (AFAs). The purpose of the survey was to ‘take the temperature’ of the AFA population and give AFAs an opportunity to tell us, on an anonymous basis, how the regime has impacted them 18 months on from its implementation. We also wanted to obtain some credible and quantitative data on aspects such as services offered by advisers, years in the industry, and changes to business mode...

    http://fma.govt.nz/news/reports-and-papers/research-papers/afa-survey-2012/

  2. 12 November 2012

    2012 Stakeholder Survey

    View the Executive Summary of the stakeholder survey conducted by Colmar Brunton on behalf of FMA. The survey included 14 in depth face to face interviews, and 203 online responses. The purpose of the survey was to better understand perceptions of our organisation and our interactions with the market. It is also an important reporting tool, enabling FMA to supply independent analysis and is referenced in our Statement of Intent. FMA stakeholder survey 2012 – Executive summary.pdf (1.1 MB)...

    http://fma.govt.nz/news/reports-and-papers/research-papers/2012-stakeholder-survey/

  3. 17 November 2011

    Roadmap for markets regulation: Oliver Wyman stakeholder report

    This report details the results of stakeholder research conducted around the time of FMA's establishment in 2011. It outlines stakeholder priorities, articulates key strategic priorities for the organisation and highlights challenges to implementation. Oliver Wyman stakeholder report.pdf (549 kB)

    http://fma.govt.nz/news/reports-and-papers/research-papers/roadmap-for-markets-regulation-oliver-wyman-stakeholder-report/