Qualifying Financial Entities (QFE) Monitoring Report

 
140912 QFE monitoring report 2014
This is the FMA’s first report on QFE monitoring. We cover site visits and wider monitoring activities up to June 2014. We provide an overview of our key findings from on-site QFE inspections of some of the major banks as well as non-bank entities, and have identified areas that could be improved by adopting better practices.