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FMA legislative notices supporting the FMC Act regime

Thursday 19 May 2016

To support businesses implementing the Financial Markets Conduct Act 2013 (FMC Act), the FMA has been working, in consultation with the sector, on various legislative tools such as exemptions, frameworks, methodologies, public accountability notices, and designations (the FMA’s legislative tools).

We have also been working with the Ministry of Business, Innovation, and Employment (MBIE) on the amendments to the Financial Markets Conduct Regulations 2014 (FMC Regulations).

These tools and regulatory amendments are designed to help businesses and individuals comply with the requirements of the FMC Act regime.

Read our ‘Regulatory Update: FMA legislative notices supporting the FMC Act regime’ that includes:

  • a summary of the legislative notices we have already issued to support the FMC Act regime
  • some recent decisions
  • the matters for which we are still exploring legislative tool solutions.