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FMA Update - 10 July 2014

Peer-to-peer lending and crowd funding resources

We’ve recently published website resources to help investors understand two new investment options in New Zealand – peer-to-peer lending and equity crowd funding. We’ve also published information about the obligations for borrowers and issuers.
The services provide new opportunities for New Zealanders, but as with any investment do carry risk. Investors and those wishing to raise money should:

  • Only use providers that are licensed by FMA.
  • Carefully read the information and warnings provided by the licensed service provider.
  • Be aware FMA only licenses and regulates the service provider platform - not the users (i.e. the borrowers and the lenders) of the service.

See our media release 'FMA issues New Zealand’s first licence for peer-to-peer lending services' for more information.

 

FMA Website Survey – tell us what you think

We invite you to participate in an online survey to help us to improve the usability of our website www.fma.govt.nz
There are 10 quick questions and the ability for you to add comments if you'd like to. Your responses will assist us to improve our website’s usefulness to you, your business and your industry, so please take a few minutes to complete the survey.
You can contact lucinda.haworth@fma.govt.nz if you would like to discuss any aspect of the survey.
Thank you in advance for your support.

 

Annual AML/CFT Report submissions

All reporting entities are required to prepare an annual report on their risk assessment and AML/CFT programme, in accordance with the AML/CFT Act 2009. The first report is for the period 1 July 2013 - 30 June 2014.
Reports must be submitted through FMA’s online portal by 30 August 2014.
More information on preparing and submitting reports can be found in the ‘Help me comply’ section on our website. If you have any further questions please email aml@fma.govt.nz

 

NZX General Obligations Review

The 2014 NZX General Obligations Review has been published. The report lists 11 actions that NZX will take, in order to achieve further improvements in its arrangements for operating the markets. If you are interested in finding out more please view the report on our website.