Financial Markets Authority AFA Update: Issue # 31

Time is nearly up to submit your AFA Information Return

Thank you to all the AFAs who have submitted their Information Return. We’ve had a great response so far and we’re looking forward to receiving the remaining ones soon.

For those that haven’t begun theirs yet, we recommend starting now as it’s due by 5pm tomorrow (Tuesday 30 September).

If you do not submit your Information Return by 5pm tomorrow it will be recorded as overdue and you will be failing to comply with your regulatory obligations. If we have not received your Return or heard from you, you can expect us to be in touch in due course.

Please note: we have received some Returns we cannot identify back to the individual AFA. Please check your PDF and if it is in the name of an entity you will need to resubmit your Return under your own name.

If you have any questions when completing your Return please check our FAQs. Otherwise email your question to questions@fma.govt.nz or call us on 0800 434 567