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Financial Markets Authority AFA Update: Issue # 12

Code of Conduct consultation underway

The Code Committee for Financial Advisers is conducting its first review of the Code of Professional Conduct for Authorised Financial Advisers.

A consultation paper on proposed changes to the Code is now available on the Code Committee’s website. Submissions close 5 pm Friday 6 September.

You may also be interested in attending one of the Committee’s public meetings to discuss the changes. Please RSVP as shown if you would like to attend.