Enforcement warnings

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  1. 25 May 2015

    FMA Warning – Pacific Edge Limited

    The Financial Markets Authority (FMA) has issued a warning to Pacific Edge Limited (Pacific Edge) in relation to alleged breaches of continuous disclosure obligations. Following an investigation by the FMA, it is the FMA’s view that it is likely Pacific Edge contravened NZX Main Board Listing Rule 10.1.1(a) (the Listing Rule) and, accordingly, section 19B of the Securities Markets Act 1988 (the Act).  The relevant facts are as follows: In October 2013, Pacific Edge Diagnostics USA, a subsi...

    http://fma.govt.nz/news/enforcement-and-court-decisions/enforcement-warnings/fma-warning-pacific-edge-limited/