Enforcement

The Financial Markets Authority enforces a range of financial markets conduct legislation, and has investigation and enforcement powers under several Acts. 

To view FMA's Model Litigant Policy.

To view FMA's Enforcement Policy.

To view FMA's Prosecution Policy.

To view a full list of the Acts we enforce see the legislation section.

To view FMA's Investigations and Enforcement Report 2013 and Inquiries, Investigations and Enforcement Report 2012.

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