Financial Service Providers

All financial service providers must comply with the requirements of the Financial Service Providers (Registration and Dispute Resolution) Act 2008. This includes a requirement to be registered on the Financial Service Providers Register.

Information on what is meant by financial service provider and on the exemptions that apply.

An introduction to the Financial Service Providers Register and a link to the site.

You must be registered on the Financial Service Providers Register. You must also belong to a dispute resolution scheme if you have retail clients.

Our current monitoring focus for financial service providers and those on the perimeter of financial services.

Individuals and entities required to be registered will need to pay levies.

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