Information on what a financial adviser is, who needs to comply, and a flowchart to help individuals work out their adviser type.
A link to the Financial Service Providers Register, plus the resources you need to become an AFA or to apply to be a QFE.
How we monitor, and our current focus for each adviser type and for those on the perimeter of financial advice and services.
FMA has a formal complaints process if people or companies breach requirements. AFAs who breach the Code may also face the Disciplinary Committee.
Information on the licensing and ongoing fees RFAs, AFAs and QFEs must pay.