New licences for financial market services
New Reporting Requirements under the FMC Act
New minimum standards of behaviour for fair dealing
The FMC Act 2013 (Part 4) introduces a new accountability framework for debt securities and managed investment schemes.
Find out about obligations under the Financial Service Providers (Registration and Dispute Resolution) Act.
Anyone offering securities to the public needs to comply with financial markets legislation.
Independent Trustees must be licensed by FMA under the FMC Act
On these pages you can find information about brokers and custodians, including who they are, who needs to comply and what their obligations are.
The Auditor Regulation Act 2011 establishes a framework for the regulation of auditors of issuers.
KiwiSaver is part of a package of government initiatives designed to increase the level of savings by New Zealand households and support New Zealanders in retirement.
A superannuation scheme is a scheme which is not a KiwiSaver scheme but is also established principally to provide retirement benefits.
New Zealand's financial institutions have obligations to detect and deter money laundering and terrorism financing.
Different obligations apply to those issuing shares under crowd funding services. Find out the obligations that apply to issuers and service providers.