Who we regulate

Businesses, professionals and markets regulated by the FMA 

The number of businesses, professionals and markets we regulate has grown under the Financial Markets Conduct Act.

Our regulated populations now include:

Footnotes:

1. As at 25 May 2015
2. Required under Part 7 of the FMC Act
3. Includes transitional derivatives issuers.

Find out more on how we regulate these markets.