License holders have obligations set out in legislation, regulations and license standard conditions to inform the FMA of certain events and provide us with information.
All notifications should be emailed to the FMA at firstname.lastname@example.org
The subject line of the email should state the relevant obligation, which would normally be the relevant legislative enactment and section number, regulation, or numbered license condition.
License holders should be aware of their obligations. It is the responsibility of license holders and those transitioning into the new regulatory requirements under the Financial Markets Conduct Act to familiarise yourself with your notification disclosure obligations.
Further information on your disclosure obligations can be found under each relevant licence type.