1. Compliance
  2. Market operators
  3. NZX notices and reports
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Market operators

NZX notices 

Financial Markets Conduct Act (NZ Markets Disciplinary Tribunal Rules) Approval of Market Rules Notice 2016

Financial Markets Conduct Act NZX Markets Standard Settlement Approval of Market Rules Notice 2015

Financial Markets Conduct Act (NZX Participant Rules) Approval of Market Rules Notice 2015

Financial Markets Conduct Act (NZX Rules) Approval of Market Rules Notice 2015

Notice of Market Registration (Fonterra Shareholders' Market)

Securities Markets Act (NZSX NZDX Listing Rules) Approval of Market Rules Notice 2012

Securities Markets Act (NZ Markets Disciplinary Tribunal Rules) Approval of Market Rules Notice 2014

Securities Markets Act (FSM Rules) Approval of Market Rules Notice 2014

Securities Markets Act (FSM Rules) Approval of Market Rules Notice 2013

Securities Markets Act (Main Board/Debt Market Listing Rules) Approval of Market Rules Notice 2013

Securities Markets Act (NZX Participant Rules) Approval of Market Rules Notice 2013

Securities Markets Act (NXT) Notice of Market Registration 2014

Securities Markets Act (Main Board Debt Market Listing Rules) Approval of Market Rules Notice 2014

These systems for the electronic transfer of securities have been approved by Order in Council under Section 7 of the Securities Transfer Act 1991.

Austraclear New Zealand Electronic Registries Interface

Securities Transfer (Approval of Austraclear New Zealand Electronic Registries Interface) Order 2010 (SR 2010/4) (in force from 4 March 2010)

FASTER

Fully Automated Screen Trading and Electronic Registration
Securities Transfer (Approval of FASTER System) Order 2001 (SR 2001/238)

CHESS

Clearing House Electronic Sub Register System
Securities Transfer (Approval of System for Electronic Transfer of Securities on Australian Stock Exchange) Order 1997 (SR 1997/102)
Securities Transfer (Approval of System for Electronic Transfer of Securities on Australian Stock Exchange) Amendment Order 1998 (SR 1998/20)

NZCDC Settlement System

Name: Mike Wolyncewicz
Title: NZ Clear
Contact Details: 2 The Terrace, Wellington 6011, P O Box 2498, Wellington
Telephone: +64 4 471 3826
Facsimile: +64 4 471 3856

Reports

Each year the FMA undertakes a review of how well NZX has complied with each of its statutory obligations during the review period.

See all the NZX reports.

We are also required to report at least once every two years on how well ASX 24 is meeting its licensed market operator obligations.

See all the ASX 24 reports.

 

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