Offers under the Securities Act


Who needs to comply

Information about who can continue to make offers under the former Securities Act regime.

Prospectus registration 

All prospectuses are required to be registered. We offer a pre-registration review service to help issuers, and their directors, feel more confident their offer documents are likely to satisfy FMA expectations. 

Your on-going obligations

Find out here more about preparing offering documents, ongoing issuer obligations, and the additional obligations of listed issuers. Also information about our expectations for good corporate governance.

Breaches and offences

See here for offence and breach provisions of the relevant legislation and our enforcement powers.


See here for exemptions that you can apply for and what will happen to existing Securities Act exemptions.