AML/CFT designated business groups

List of AML/CFT designated business groups (DBGs) notified to and supervised by the FMA

  1. Businesses that appear on this list have formed a DBG in accordance with the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 and have notified the FMA of the DBG formation in accordance with the Designated Business Group - Formation Guideline.
  2. Only entities that have completed the necessary forms for notifying the FMA of their election to form or join a DBG are included on this list.
  3. The list represents our current population of DBGs and will be subject to change from time to time.
  4. This list is for information only.
  5. The listing of a business does not imply that the FMA has approved of the activities of the business and does not certify compliance of the business with applicable legislation.
  6. Each reporting entity within the DBG must complete an annual AML/CFT report, however not all entities with a DBG are necessarily reporting entities. Where they are not reporting entities, we have highlighted them as such.

More information on DBG's:

DBG Name

Financial institutions included in the DBG

FSPR Number

Reporting Entity

Abbott Insurance Group ABBOTT LIFE AND HEALTH (2015) LTD FSP58582 Y
Abbott Premium Funding Company Ltd FSP37422 Y
ABBOTT INSURANCE BROKERS LTD FSP24361 Y
Accordia Asset Management Limited DBG Accordia Asset Management Ltd FSP3341 Y
Accordia Services Limited FSP3361 Y
Capital Investment Planning Limited FSP3301 Y
AMP FSNZ DBG AMP Services (NZ) Limited FSP38082 Y
Spicers Portfolio Management Limited FSP26061 Y
AMP Wealth Management New Zealand Ltd FSP25061 Y
Advicefirst Limited FSP23242 Y
AMP Life Limited FSP38141 Y
The National Mutual Life Association of Australasia Limited (New Zealand branch) FSP26062 Y
Aon New Zealand DBG Aon New Zealand FSP16841 Y
Superannuation Management Nominees Limited FSP16861 Y
Aon Saver Limited FSP243965 Y
APEX Group DBG Apex Advice Group Ltd FSP44869 Y
Apex Insurance Brokers Ltd FSP311286 Y
Apex Succession Planning FSP363206 Y
Apex Tauranga FSP488386 Y
Apex Waikato Ltd FSP422686 Y
Ark Financial Group DBG Ark Financial Services  FSP99764 Y
Oneway Investments Limited  FSP96265 Y
Pounamu Financial Services  FSP108804 Y
Augusta DBG Augusta Capital Limited FSP31941 Y
Augusta Funds Management Limited FSP209185 Y
BNP Paribas NZ DBG BNP Paribas Securities Services (Australia Branch) NA N
BNP Paribas Fund Services Australasia PTY Ltd FSP42061 Y
BNP Paribas Nominees (NZ) Limited FSP42162 Y
Booster FS DBG Booster Custodial Administration Services Limited FSP28324 Y
Booster Investment Management Limited FSP28142 Y
Booster Investment Services Limited FSP28245 Y
Asset Custodian Nominees Limited  FSP35541 Y
Booster Financial Services Limited FSP28287 Y
Fidelity Fund Management Limited FSP38983 Y
Capital Group DBG Capitalgroup (Anselm) Limited FSP334866 Y
Capitalgroup (Addison) Limited FSP321586 Y
Capitalgroup (Cambridge) Limited  FSP513306 Y
Capitalgroup (Celestion) Limited FSP335046 Y
Capitalgroup (Eden Green) Ltd FSP505586 Y
Capitalgroup (Ford) Limited FSP398826 Y
Capitalgroup (Hopetown) Ltd FSP446806 Y
Capitalgroup (Lofts) Ltd FSP505606 Y
Capitalgroup (MQ2) Ltd FSP495307 Y
Capitalgroup (Oasis) Ltd FSP485506 Y
Capitalgroup (Omokoroa) Limited FSP335206 Y
Capitalgroup (PEB) Limited FSP335246 Y
Capitalgroup (Pines) Limited FSP413727 Y
Capitalgroup (Sale) Ltd FSP45227 Y
Capitalgroup (Weiti) Limited FSP405666 Y
Capitalgroup (Whenuapai) Limited FSP407506 Y
Capitalgroup (WLC) Ltd FSP467806 Y
Capitalgroup 170 Ltd FSP501526 Y
Capitalgroup Cash Management Trust Limited FSP341726 Y
Capitalgroup Finance Limited FSP341706 Y
Capitalgroup Nominees Limited FSP335286 Y
CBD Mortgages Limited FSP135264 Y
Omokoroa Investments Limited FSP335346 Y
CAPITALGROUP (NORTH) LIMITED FSP443106 Y
CAPITALGROUP (POLLEN) LIMITED FSP436046 Y
Craigs DBG Craigs Investments Partners Limited FSP29641 Y
Custodial Services Limited FSP40066 Y
QuayStreet Asset Management Limited FSP40150 Y
Craigs Investment Partners Superannuation Management Limited FSP39980 Y
CIP Cash Management Nominees Limited FSP250285 Y
Hendry Nominees Limited FSP250267 Y
NZSIF Management Limited FSP40071 Y
Pohutukawa Management Limited FSP40165 Y
Pohutukawa II Management Limited FSP40144 Y
Deutsche Craigs Limited FSP318966 Y
Deutsche Bank DBG

Deutsche Securities New Zealand Limited

FSP32602 Y

Deutsche Bank Aktiengesellschaft

FSP32528 Y
Direct Capital DBG Direct Capital Limited  FSP249566 Y
Direct Capital IV Management Limited  FSP14761
Equitise DBG Equitise Pty Limited FSP380626 Y
Equitise Nominees Limited FSP483046 Y
Forsyth Barr DBG Forsyth Barr Limited FSP24848 Y
Forsyth Barr Group Limited FSP296946 Y
Forsyth Barr Custodians Limited FSP25083 Y
Forsyth Barr Investment (former Forsyth Barr KiwiSaver Limited) FSP25021 Y
Forsyth Barr Cash Management
Nominees Limited
FSP260845 Y
Leveraged Equities Finance Limited FSP25161 Y
FNZ DBG FNZ Custodians Limited FSP177746 Y
FNZ Limited FSP12981 Y
Gek Property Management DBG GEK Property Management limited FSP35826 Y
Mortgage Holdings Limited FSP394706 Y
Mortgage Investment Limited Partnership FSP395286 Y
Property Syndicates Issuer Limited FSP35861 Y
Elderslea Hospital Syndicates Limited FSP303306 Y
Nesdale Wiri Syndicate Limited FSP365426 Y
PFS MORTGAGE PORTFOLIO LIMITED PARTNERSHIP FSP455046 Y
Goldman Sachs NZ DBG Goldman Sachs New Zealand Limited FSP37443 Y
Goldman Sachs New Zealand Private Equity Limited FSP37453 Y
Goodman Property Trust DBG Goodman (NZ) Limited FSP36542 Y
GMT Bond Issuer Limited FSP36625 Y
GMT Wholesale Bond Issuer Limited NA Y
Goodman Property Services (NZ) Limited FSP287465 Y
HiFXGroup DBG HiFX Limited FSP94961 Y
HiFX Australia Pty Limited NA N
JBWere NZ DBG JBWere (NZ) PTY Limited FSP33141 Y
Margin Lending (NZ) Limited FSP33202 Y
JBWere (NZ) Nominees Limited FSP33164 Y
KVB Kunlun NZ DBG KVB Kunlun NZ Ltd FSP1762 Y

KVB Kunlun Securities NZ Ltd

FSP488226 Y
Macquarie DBG Macquarie Securities (NZ) Ltd FSP14521 Y
Macquarie Capital (New Zealand) Ltd FSP4621 Y
MACQUARIE EQUITIES NEW ZEALAND LIMITED FSP29782 Y
Macquarie Equities Custodians Ltd FSP30284 Y
Macquarie Equipment Finance Ltd FSP37621 Y
NZ Mortgages Pty Ltd FSP214565 Y
Macquarie Group Holdings New Zealand Limited NA N
Medical Assurance Society DBG Medical Assurance Society New Zealand Limited FSP35849 Y
Medical Securities Limited FSP39382 Y
Medical Funds Management Limited FSP39643 Y
Mercer DBG Mercer (NZ) Limited FSP42742 Y
Mercer Investment Nominees (NZ) Limited FSP42613 Y
Milford Asset Management DBG Milford Asset Management Limited  FSP21043 Y
Milford Funds Limited  FSP36001 Y
Milford Private Wealth Limited FSP391786 Y
MPW NZ Macquarie Equities New Zealand Limited FSP29782 Y
Macquarie Equities Custodians Limited FSP30284 Y
New Ground Capital DBG New Ground Capital Limited FSP358706 Y
NZ Residential Property Fund Limited NA Y
New Ground SME Partnerships Fund Limited NA Y
New Zealand Assets Management DBG New Zealand Assets Management Ltd
FSP20861
Y
NZAM Funds Ltd FSP252545 Y
New Zealand Post Group DBG

Kiwi Capital Funding Limited [*]

FSP367986 Y
Kiwi Wealth Limited FSP46761 Y
KB Custodial Services Limited FSP23903 Y
Kiwibank Investment Management Limited FSP23941 Y
New Zealand Post Trust Management Services Limited FSP264985 Y
GMI Wealth Limited FSP364706 Y
Portfolio Custodial Nominees Limited FSP349126 Y

Kiwi Asset Finance Limited [**]

FSP54122 Y

Kiwibank Limited [*]

FSP19941 Y

Kiwibank Nominees Limited [*]

FSP23923 Y

New Zealand Post Limited [**]

FSP30741 Y

Gareth Morgan Investments Limited Partnership

FSP46781  
NZ Funds DBG New Zealand Funds Management Limited FSP27062 Y
New Zealand Funds Superannuation Limited NA Y
New Zealand Administration Services Limited FSP27084 Y
NZGT DBG NZ International Trustee Company Limited FSP40162 N
Covenant Trustee Services Ltd FSP30521 Y
Custom Fleet NZ Trustees Ltd FSP13421 Y
Perpetual Trust Limited FSP40361 Y
The New Zealand Guardian Trust Company Limited  FSP33501 Y
NZGT (FP) Trustee Limited FSP172364 Y
NZGT (IF) Trustee Limited FSP215685 Y
NZX Clearing DBG New Zealand Clearing Limited n/a Y
New Zealand Depository Limited FSP26681 Y
New Zealand Depository Nominee Limited FSP26703 Y
Pivot DBG PIVOT FINANCIAL PLANNING LIMITED  FSP47582 Y
PIVOT RISK MANAGEMENT LIMITED FSP104964 Y
Public Trust DBG Public Trust FSP24561 Y
New Zealand Permanent Trustees Limited FSP252805 Y
ANZNZ Covered Bond Trust Limited (ANZNZ CBG) FSP452930 Y
ASB Covered Bond Trustee Limited FSP452929 Y
CBG Trustee Company Limited (BNZ CBG) FSP444966 Y
Kiwi Covered Bond Trustee Limited (Kiwi CBG) FSP444986 Y
Rutherford Rede Limited DBG Rutherford Rede (NI) Ltd FSP38823 Y
Rutherford Rede (Auckland Central) Ltd FSP107686 Y
Rutherford Rede Metro NA Y
Rutherford Rede Super Solutions FSP360826 Y
Rutherford Rede Ltd FSP174024 Y
Salt Funds DBG Salt Funds Management Limited FSP288565 Y
Salt Investment Funds Limited FSP349726 Y
Somerset Smith Partners DBG Somerset Smith Partners FSP12342 Y
Somsmith Nominees Limited FSP284405 Y
Southern Cross Finance DBG Southern Cross Finance Limited FSP5561 Y
SCFL Nominees Limited  FSP16204 Y
SCFL Management Limited  FSP16281 Y
Squirrel Money DBG Squirrel Money Ltd FSP354706 Y
Squirrel P2P Trustee Ltd FSP415167 Y
Stewart Group DBG Stewart Financial Group Ltd FSP27403 Y
Steward Group Wellington Ltd FSP77541 Y
UBS DBG UBS New Zealand Limited FSP44063 Y
Debenture Nominees Limited FSP44142 Y
UBS Securities New Zealand Limited FSP42121 Y
VIP Financial Services Limited DBG Kepler Group Otago (2014) Ltd FSP14661 Y
VIP Financial Services Limited FSP14661 Y
Wyndham NZ DBG Wyndham Vacation Resorts (NZ) Ltd  FSP41966 Y
Finance by Wyndham Pty Ltd FSP41984 Y
Wyndham Vacation Resorts Asia Pacific Pty Ltd NA N

[*] Supervised by the Reserve Bank of New Zealand

[**] Supervised by the Department of Internal Affairs