FMA lists and registers can be viewed by clicking on the links below.
Download the list of AFAs - current as at 11 July 2016.
The FMA publishes this information for public use. The information is provided to us from external sources and the FMA does not guarantee the accuracy of the information. The obligation for updating AFA details on the Financial Service Providers Register (FSPR) is the responsibility of the AFA, not the FMA.
To find the most up-to-date details on AFAs please visit the FSPR website and using the advanced search option complete as follows:
AML/CFT designated business groups notified to and supervised by the FMA.
The list of AML/CFT reporting entities supervised by the FMA.
Material information about regulated offers that is not included in a PDS needs to be uploaded to the Disclose register, managed by the Companies Office.
The Disclose register holds information about financial products (split into debt, equity, managed investment products and derivatives). It also has online registers for managed investment schemes (split into managed funds and other managed investments schemes).