AFA adviser business statement guide

 
150101 AFA Adviser business statement guide
last updated January 2015
Previous Versions

The main changes from the previous version of the guide have been to reflect recent changes to the Code and the addition of information regarding the eligibility criteria for AFAs providing Personalised DIMS under the Financial Advisers Act.  Advisers providing Personalised DIMS will need to ensure that their ABS contains all of the required information with respect to Personalised DIMS.  All other advisers should be mindful of the changes brought about by the amendments to the Code when they next update their ABS