Financial Advisers Act exemptions

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  1. 5 June 2015

    Financial Advisers (Recognition of New Qualifications)

    Expires: as below (a)          the close of 4 June 2020; or(b)          the date on which a change to the code comes into force that has the effect of recognising the New Zealand Certificate in Financial Services (Level 5) as a means of meeting competency requirements of the code. Financial Advisers (Recognition of New Qualifications) Exemption Notice 2015...

    http://fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-advisers-act-exemptions/financial-advisers-recognition-of-new-qualifications/