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Financial Advisers (NZX Brokers – Client Money and Client Property) Exemption Notice 2015
Financial Advisers (Courtenay Nominees Limited Transaction Reporting) Exemption Notice 2015
Expires: as below (a) the close of 4 June 2020; or(b) the date on which a change to the code comes into force that has the effect of recognising the New Zealand Certificate in Financial Services (Level 5) as a means of meeting competency requirements of the code. Financial Advisers (Recognition of New Qualifications) Exemption Notice 2015...
Financial Advisers (Australian Qualified Advisers) Exemption Notice 2014
Exemption Notice Fact Sheet Note for Australian Licensees on Financial Advisers (Australian Licensees) Exemption Notice Consultation Paper: Financial Advisers Australian Licensee notice...
Financial Advisers (Broker Trust Accounts) Exemption Revocation Notice 2011