1. Compliance
  2. Consultation
  3. Consultation papers
  4. Consultation Paper: SIPOs and Limit Breaks

Consultation Paper: SIPOs and Limit Breaks

 

19 November 2014

In August/September 2014, the FMA consulted on SIPOs and Limit Breaks.

21 submissions were received. A summary of the submission feedback can be downloaded below.

Many of the comments were incorporated into a guidance note, outlining our expectations for SIPOs. Other comments will be considered as part of the development of specific guidance on Limit Breaks.

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