Consultation Paper: Regulatory Reporting Guide for Authorised Financial Advisers

 

Second Consultation Paper: Regulatory Reporting Guide for Authorised Financial Advisers

First published 20 March 2014

 

Final date for submissions

 

9 April 2014
(this consultation has concluded)

Consultation paper Regulatory Reporting Guide for Authorised Financial Advisers
Submission form Included as a part of the consulation paper
E-mail for submission consultation@fma.govt.nz (please use the title of the consultation paper for the subject line)

Submissions

see the list below
Resulting document Regulatory Reporting Guide for AFAs

Consultation Paper: Regulatory Reporting Guide for Authorised Financial Advisers

First published 16 September 2013

 

Final date for submissions

 

11 October 2013
(this consultation has concluded)

Consultation paper Regulatory Reporting Guide for Authorised Financial Advisers
Submission form Included as a part of the consulation paper
E-mail for submission consultation@fma.govt.nz (please use the title of the consultation paper for the subject line)

Submissions

see the list below

Submissions received

First consultation submissions Second consultation submissions
ANZ Bank New Zealand Limited ANZ Bank New Zealand Limited
ASB Bank Limited Bank of New Zealand
Carey Church Carey Church
Chris Lynch (Submission No. 1) Charles Lambert
Chris Lynch (Submission No. 2) Duncan Balmer

Craig Investment Partners Limited

Financial Services Council
Donald Broad Michael Dowling
Duncan Balmer New Zealand Financial Advisers Association
Financial Services Council Paul Clancy
Institute of Financial Advisers Rob Jeffs
Kiwibank Limited Securities Industry Association
Mark Fairfield SIFA Incorporated
Matthew Lynch Simon Hassan
Michael Shaw Somerset Smith Partners
Mike Hayes Steve Tutbury
Miles Hayward-Ryan Trustees Executors
Neville Caird Westpac New Zealand Limited
New Zealand Bankers Association William Stevens
New Zealand Wealth Adviser Services  
Peter Wannan  
Professional Advisers Association  
Rein Purre  
Rob Jeffs  
Ross Sheerin  
Securities Industry Association  
SiFA Inc  
Simon Hassan  

Somerset Smith Partners

 
Stephen O'Connor  
Stratus Financial Services Ltd  
Tony Walker  
Trustees Executors Limited  
Westpac New Zealand Limited  
William Stevens