1. Compliance
  2. Consultation
  3. Consultation papers
  4. Consultation Paper: Issuers’ Registers of Regulated Products and FMA’s Discretion under Section 224

Consultation Paper: Issuers’ Registers of Regulated Products and FMA’s Discretion under Section 224

 

First published 3 November 2014

 

Final date for submissions

 

21 November 2014
(this consultation has concluded)

Consultation paper Issuers’ Registers of Regulated Products and FMA’s Discretion under Section 224 
Submission form Included as a part of the consulation paper
E-mail for submission consultation@fma.govt.nz (please use the title of the consultation paper for the subject line)

Response to submissions

 -
Resulting document Issuers registers of regulated products and the FMAs discretion under section 224 information sheet

This paper gives an overview of the requirements relating to issuers’ registers of regulated products under Subpart 4 of Part 4 of the Financial Markets Conduct Act 2013 (FMC Act).

It also sets out our thinking on how we will exercise our discretion to authorise an issuer to decline a request for a copy of a register under section 224 of the FMC Act.