Consultation paper: A guide to the FMA's view of conduct

 

First published 28 July 2016

 

Final date for submissions

 

5pm Monday 31 October 2016

 

Consultation document

A guide to the FMA's view of conduct

Submission form Feedback form
E-mail for submission consultation@fma.govt.nz (please use the title of the consultation paper for the subject line)

We are seeking feedback on our conduct guide. The guide details how we will examine whether financial service providers are demonstrating good conduct under the Financial Markets Conduct Act (FMC Act).

It also describes for providers how conduct will be the FMA’s ‘lens’, through which it will examine what providers do, how they do it, and how that translates to what their customers experience.

Submissions close on 31 October 2016.

If you have questions, please email us at consultation@fma.govt.nz. Please title your email: ‘Consultation paper: A guide to the FMA’s view of conduct: [your organisations name]'